The Market Regulation Department plays a key role in our comprehensive regulatory process. It:

• Operates integrated compliance and market surveillance functions
• Provides detailed tracking of trading activity and reportable positions
• Employs sophisticated surveillance tools as part of a comprehensive program to detect and deter improper conduct
• Investigates identified trading anomalies and prosecutes where dictated
• Is a primary point of contact for questions relating to exchange rules
• Provides training to new members
• Administers CME Group’s arbitration program which allows customers, members and member firms to pursue claims related to their CME or CBOT trading