Market Regulation
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Market Regulation Advisory Notices (MRANs)
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Market Regulation conducts daily trade, position, account and user surveillance in our markets to identify potential trade practice abuses and other market concerns. In addition, it:

  • Conducts thorough and detailed investigations
  • Monitors and reviews the accuracy of audit trail data
  • Provides information and guidance to market participants on our rules via the issuance of Market Regulation Advisory Notices (MRANs) and other communications

For more information on our investigative and disciplinary processes, please refer to Chapter 4 of the Rulebook.

 
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About Market Regulation
CME Group's Market Regulation Department ensures that all four (CME, CBOT, NYMEX and COMEX) of our Designated Contract Markets (DCMs) fulfill their self-regulatory responsibilities. As part of its mission, the department:
  • Protects market integrity by maintaining fair, efficient, competitive and transparent markets.
  • Issues, monitors and enforces rules to protect all market participants from fraud, manipulation and other abusive trading practices.
  • Acts proactively to identify and mitigate potential risks as a means of preventing damage to the marketplace
Confidentiality Policy

CME Group imposes strict requirements on the Market Regulation and Audit Departments for maintaining the confidentiality of sensitive data used to perform their responsibilities or which they obtain during investigations. Our Confidentiality Policy explains these requirements in detail.