2013 London Compliance Forum

 
 
2013 London Compliance

Please join us at our 2013 London Compliance Forum as we explore our industry's evolving regulatory landscape

Forum Speakers:

  • Thomas LaSala, MD & Chief Regulatory Officer, CME Group
  • Robert Sniegowski, Senior Director, Rules & Regulatory Outreach, CME Group
  • James Moran, Executive Director, Global Market Regulation Strategic & Technology Initiatives and Interim CRO, CME SEF, CME Group
  • Paul Richardson, Executive Director, Chief Regulatory and Surveillance Officer, CME Europe
  • Anita Collett, Head of Regulatory Compliance, CME Clearing Europe
  • Jonathan Jachym, Executive Director, Government Relations, EMEA, CME Group

Topics to be covered include:

  • Block Trades, EFRP & SDR audit trail
  • Position Limits & Reporting
  • Crossing Rules for Eurodollar Options
  • Investigative Process & Enforcement Update
  • US (D-F) & EU (EMIR) Trade Reporting Update
  • New Rules Update

When

Thursday 17 October 2013

Where

Butcher’s Hall
87 Bartholomew Close
London, EC1A 7EB


Agenda:

12:00 - 1:00 pm

Registration & Networking Lunch

1:00 - 1:30 pm

Welcome & Regulatory Update

1:30 - 5:30 pm

Compliance Forum

5:30 - 7:00 pm

Networking drinks & canap├ęs

To register for this event, please complete the following information:

*First Name
*Last Name
*Job Title
*Company Name
*Email Address

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CME Group is the world's leading and most diverse derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX, and COMEX.