2013 London Compliance Forum

2013 London Compliance

Please join us at our 2013 London Compliance Forum as we explore our industry's evolving regulatory landscape

Forum Speakers:

  • Thomas LaSala, MD & Chief Regulatory Officer, CME Group
  • Robert Sniegowski, Senior Director, Rules & Regulatory Outreach, CME Group
  • James Moran, Executive Director, Global Market Regulation Strategic & Technology Initiatives and Interim CRO, CME SEF, CME Group
  • Paul Richardson, Executive Director, Chief Regulatory and Surveillance Officer, CME Europe
  • Anita Collett, Head of Regulatory Compliance, CME Clearing Europe
  • Jonathan Jachym, Executive Director, Government Relations, EMEA, CME Group

Topics to be covered include:

  • Block Trades, EFRP & SDR audit trail
  • Position Limits & Reporting
  • Crossing Rules for Eurodollar Options
  • Investigative Process & Enforcement Update
  • US (D-F) & EU (EMIR) Trade Reporting Update
  • New Rules Update


Thursday 17 October 2013


Butcher’s Hall
87 Bartholomew Close
London, EC1A 7EB


12:00 - 1:00 pm

Registration & Networking Lunch

1:00 - 1:30 pm

Welcome & Regulatory Update

1:30 - 5:30 pm

Compliance Forum

5:30 - 7:00 pm

Networking drinks & canap├ęs

To register for this event, please complete the following information:

*First Name
*Last Name
*Job Title
*Company Name
*Email Address

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As the world's leading and most diverse derivatives marketplace, CME Group is where the world comes to manage risk. CME Group exchanges offer the widest range of global benchmark products across all major asset classes, including futures and options based on interest rates, equity indexes, foreign exchange, energy, agricultural commodities, metals, weather and real estate. CME Group brings buyers and sellers together through the CME Globex electronic trading platform and trading facilities in New York and Chicago. CME Group also operates CME Clearing, one of the largest central counterparty clearing services in the world, which provides clearing and settlement services for exchange-traded contracts, as well as for over-the-counter derivatives transactions through CME ClearPort.

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CME Group is the world's leading and most diverse derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX, and COMEX.