Regulation of Clearing Members

As part of CME Group's financial safeguards system, the Audit Department monitors the capital requirements of clearing members, based on the risk associated with each clearing member's positions as well as our assessment of each clearing member's internal controls, risk-management policies and back-office operations. The Audit Department has primary regulatory responsibility for more than 95 percent of CME, CBOT, NYMEX and COMEX clearing members through CME Group's four self-regulatory organizations.

Financial Surveillance Programs

Our Financial and Regulatory Surveillance Department ensures the financial integrity of CME, CBOT, NYMEX and COMEX clearing members through direct surveillance and information sharing with Joint Audit Committee (JAC) members.

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Joint Audit Committee

To ensure the financial integrity of its clearing members, CME Group participates with other United States futures exchanges in the JAC.

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Forms

Financial and Regulatory Surveillance Forms are available.

View Financial and Regulatory Surveillance Forms

Futures & Options Trading

As the world's leading and most diverse derivatives marketplace, CME Group is where the world comes to manage risk. CME Group exchanges offer the widest range of global benchmark products across all major asset classes, including futures and options based on interest rates, equity indexes, foreign exchange, energy, agricultural commodities, metals, weather and real estate. CME Group brings buyers and sellers together through the CME Globex electronic trading platform and trading facilities in New York and Chicago. CME Group also operates CME Clearing, one of the largest central counterparty clearing services in the world, which provides clearing and settlement services for exchange-traded contracts, as well as for over-the-counter derivatives transactions through CME ClearPort.

Idea Exchange

Idea Exchange is your direct link to the product managers, marketers, and the development teams who create cmegroup.com and will allow you to review functionality, participate in focus and provide feedback on upcoming Web initiatives

Contact Us

CME Group/Chicago HQ:
Local: +1 312 930 1000
Toll Free: +1 866 716 7274

Global Customer Contacts

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CME Group is the world's leading and most diverse derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX, and COMEX.